ASC Advisors’ Letter to the FCA on its “Name-and-Shame” Proposal Quoted in Hedge Fund Alert
ASC Advisors’ letter to the U.K.’s Financial Conduct Authority (“FCA”) was quoted in a September 24, 2024 article in Hedge Fund Alert. The article describes the immense pushback from the industry on the FCA’s policy proposal, which would include publicity around investigations at their inception.
ASC has been speaking out about this proposal since it was announced in March, including submitting evidence to the FCA and a letter to Parliament. Our team is dedicated to keeping a pulse on new regulations, and regularly engages in conversations with industry groups and regulators to advocate for our clients.
Related News:
5 Things Financial Industry Wants U.K. Watchdog to Consider Before Naming Managers It's Investigating
Watershed ‘Name and Shame’ Proposal By UK Regulator Likely to Weaken Ahead of Final Vote